WC
William J. Cavagnaro
JONES LANG LASALLE SECURITIES
Atlanta, GA 30326
Some features on this profile are disabled
CRD#: 4442820
WC
Professional summary
William Joseph Cavagnaro, who also goes by Bill Cavagnaro, is a registered financial professional currently at JONES LANG LASALLE SECURITIES, LLC located in Atlanta, Georgia.
William is registered as a RR (Registered Representative) and started their career in finance in 2003. William has worked at 2 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 54, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bill Cavagnaro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view William Joseph Cavagnaro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2010 - Present
JONES LANG LASALLE SECURITIES, LLC
Office #1: 3344 Peachtree Road Ne 11th Floor, Atlanta, GA 30326BD
CRD#: 120738
Atlanta, GA
Past
November 25, 2003 - November 11, 2010
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/16/2011)
RR
Alaska(8/16/2011)
RR
Arizona(8/16/2011)
RR
Arkansas(8/16/2011)
RR
California(11/19/2010)
RR
Colorado(11/19/2010)
RR
Connecticut(11/19/2010)
RR
Delaware(9/28/2012)
RR
District of Columbia(8/16/2011)
RR
Florida(8/16/2011)
RR
Georgia(8/16/2011)
RR
Hawaii(1/8/2020)
RR
Idaho(8/16/2011)
RR
Illinois(11/19/2010)
RR
Indiana(8/16/2011)
RR
Iowa(11/19/2010)
RR
Kansas(8/16/2011)
RR
Kentucky(8/16/2011)
RR
Louisiana(8/16/2011)
RR
Maine(8/16/2011)
RR
Maryland(8/16/2011)
RR
Massachusetts(11/19/2010)
RR
Michigan(8/16/2011)
RR
Minnesota(11/19/2010)
RR
Mississippi(8/16/2011)
RR
Missouri(8/16/2011)
RR
Montana(4/25/2012)
RR
Nebraska(1/21/2011)
RR
Nevada(8/16/2011)
RR
New Hampshire(12/8/2015)
RR
New Jersey(11/19/2010)
RR
New Mexico(8/16/2011)
RR
New York(11/19/2010)
RR
North Carolina(8/17/2011)
RR
North Dakota(5/7/2012)
RR
Ohio(11/22/2010)
RR
Oklahoma(8/16/2011)
RR
Oregon(8/16/2011)
RR
Pennsylvania(11/19/2010)
RR
Puerto Rico(4/19/2012)
RR
Rhode Island(5/10/2012)
RR
South Carolina(8/16/2011)
RR
South Dakota(8/16/2011)
RR
Tennessee(11/19/2010)
RR
Texas(11/19/2010)
RR
Utah(8/16/2011)
RR
Vermont(9/20/2011)
RR
Virginia(11/19/2010)
RR
Washington(8/16/2011)
RR
West Virginia(5/10/2012)
RR
Wisconsin(8/16/2011)
RR
Wyoming(8/16/2011)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JL
JONES LANG LASALLE SECURITIES, LLC
JLL SECURITIES | JONES LANG LASALLE SECURITIES, LLC
CRD#: 120738 / SEC#: , 8-65341
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Mailing Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Phone number
(312) 404-7582
Established
Illinois since 04/23/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
