KS
Kristin E. Smith
QUASAR DISTRIBUTORS
Los Angeles, CA 90017
Some features on this profile are disabled
CRD#: 4442716
KS
Professional summary
Kristin Elise Smith, who also goes by Kristin Elise Kevorkian, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Los Angeles, California.
Kristin is registered as a RR (Registered Representative) and started their career in finance in 2003. Kristin has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kristin Elise Kevorkian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kristin Elise Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 18, 2005 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 601 S Figueroa Street 39th Floor, Los Angeles, CA 90017BD
CRD#: 103848
Los Angeles, CA
Past
November 20, 2003 - March 31, 2005
STEPHENS
BD
CRD#: 3496
LITTLE ROCK, AR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2005)
RR
Alaska(4/18/2005)
RR
Arizona(4/18/2005)
RR
Arkansas(4/18/2005)
RR
California(4/18/2005)
RR
Colorado(4/18/2005)
RR
Connecticut(4/18/2005)
RR
Delaware(4/18/2005)
RR
District of Columbia(4/18/2005)
RR
Florida(4/18/2005)
RR
Georgia(4/18/2005)
RR
Hawaii(4/18/2005)
RR
Idaho(4/18/2005)
RR
Illinois(4/18/2005)
RR
Indiana(4/18/2005)
RR
Iowa(4/18/2005)
RR
Kansas(4/18/2005)
RR
Kentucky(4/18/2005)
RR
Louisiana(4/20/2005)
RR
Maine(4/18/2005)
RR
Maryland(4/18/2005)
RR
Massachusetts(4/18/2005)
RR
Michigan(4/18/2005)
RR
Minnesota(4/18/2005)
RR
Mississippi(4/18/2005)
RR
Missouri(4/18/2005)
RR
Montana(4/18/2005)
RR
Nebraska(4/18/2005)
RR
Nevada(4/18/2005)
RR
New Hampshire(4/18/2005)
RR
New Jersey(4/18/2005)
RR
New Mexico(4/18/2005)
RR
New York(4/18/2005)
RR
North Carolina(4/19/2005)
RR
North Dakota(4/18/2005)
RR
Ohio(4/19/2005)
RR
Oklahoma(4/18/2005)
RR
Oregon(4/18/2005)
RR
Pennsylvania(4/18/2005)
RR
Puerto Rico(4/18/2005)
RR
Rhode Island(4/18/2005)
RR
South Carolina(4/18/2005)
RR
South Dakota(4/18/2005)
RR
Texas(4/18/2005)
RR
Utah(4/18/2005)
RR
Vermont(4/18/2005)
RR
Virginia(4/18/2005)
RR
Washington(4/18/2005)
RR
West Virginia(4/18/2005)
RR
Wisconsin(4/18/2005)
RR
Wyoming(4/18/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
