JM
John T. Morrow
PARK AVENUE SECURITIES LLC
WADESVILLE, IN
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CRD#: 4442694
JM
Professional summary
John T Morrow, who also goes by John Taylor Morrow, John Morrow, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Wadesville, Indiana.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Taylor Morrow | John Morrow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Farming, Start date: 01/02/1988, Address: 7840 Woodridge Dr. Wadesville, IN 47638, 1total business hour per month; 0 during securities trading hours, Not Investment related, More than 10% annual compensation, Name: St. Paul's Church of Poseyville, Inc., Start date:07/01/2018, Address: 46 Cale St. Poseyville, IN 47633, 2 total hours per month: 0 during securities trading hours, Not Investment related, No Annual Compensation,
CRS (Client Relationship Summary) - RIA
Click below to view John T Morrow's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John T Morrow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2023 - Present
PARK AVENUE SECURITIES LLC
Office #2: 4847 East Virginia St. Suite B, Evansville, IN 47715RIA
BD
CRD#: 46173
WADESVILLE, IN
Current
June 2, 2023 - Present
PARK AVENUE SECURITIES LLC
Office #2: 4847 East Virginia St. Suite B, Evansville, IN 47715RIA
BD
CRD#: 46173
WADESVILLE, IN
Past
April 21, 2021 - February 6, 2023
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
HENDERSON, KY
Past
April 6, 2021 - February 6, 2023
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
HENDERSON, KY
Past
January 2, 2019 - April 6, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WADESVILLE, IN
Past
January 2, 2019 - April 6, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WADESVILLE, IN
Past
October 7, 2008 - December 31, 2018
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
WADESVILLE, IN
Past
October 7, 2008 - December 31, 2018
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
WADESVILLE, IN
Past
November 30, 2005 - August 1, 2008
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
EVANSVILLE, IN
Past
November 30, 2005 - August 1, 2008
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
EVANSVILLE, IN
Past
April 26, 2005 - December 1, 2005
ONB INVESTMENT SERVICES, INC.
RIA
CRD#: 31583
EVANSVILLE, IN
Past
April 26, 2005 - December 1, 2005
ONB INVESTMENT SERVICES, INC.
BD
CRD#: 31583
EVANSVILLE, IN
Past
November 20, 2001 - April 27, 2005
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
EVANSVILLE, IN
Past
October 5, 2001 - April 27, 2005
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(7/10/2023)
IAR
Indiana(8/2/2023)
RR
Kentucky(7/11/2023)
IAR
Kentucky(8/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
