Julie C. Morgan

A & I WEALTH MANAGEMENT

LONE TREE, CO 80112

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CRD#: 4442645

Professional summary

Julie Cameron Morgan, who also goes by Cameron Morgan, is a registered financial advisor currently at A & I WEALTH MANAGEMENT located in Lone Tree, Colorado and GENEOS WEALTH MANAGEMENT, INC. located in Lone Tree, Colorado.

Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Julie has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cameron Morgan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WILL WORK UNDER RIA DBA A&I FINANCIAL SERVICES LLC DBA A&I WEALTH MANAGEMENT - IAR, AN INVESTMENT RELATED BUSINESS LOCATED AT BRANCH LOCATION. 2) INDENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Cameron Morgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2009 - Present

A & I WEALTH MANAGEMENT

Office #1: 9605 Kingston Court Suite 190, Lone Tree, CO 80112

RIA

CRD#: 148357

LONE TREE, CO

Current

January 29, 2007 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 9605 Kingston Court Suite 190, Lone Tree, CO 80112

RIA

CRD#: 120894

Lone Tree, CO

Past

January 29, 2007 - December 31, 2010

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

ENGLEWOOD, CO

Past

February 16, 2006 - February 5, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

DENVER, CO

Past

November 2, 2004 - February 5, 2007

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

DENVER, CO

Past

October 3, 2001 - April 1, 2003

FOUNDERS ASSET MANAGEMENT LLC

CRD#: 44645

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

A & I WEALTH MANAGEMENT

A & I FINANCIAL SERVICES, LLC | A & I WEALTH MANAGEMENT

CRD#: 148357 / SEC#: 801-69819

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/5/2021)

California
(7/16/2009)

Colorado
(1/29/2007)

IAR

Colorado
(1/13/2009)

Minnesota
(4/10/2013)

Nebraska
(9/19/2019)

New York
(11/12/2021)

Ohio
(7/2/2018)

South Dakota
(3/15/2011)

Wyoming
(1/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/2/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

A & I WEALTH MANAGEMENT

A & I FINANCIAL SERVICES, LLC | A & I WEALTH MANAGEMENT

CRD#: 148357 / SEC#: 801-69819

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

9605 Kingston Court Suite 190, Lone Tree, CO 80112

Mailing Address

Phone number

(303) 690-5070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (2/22/2025)

Regulatory assets under management

Total Number of Accounts	2,261
AUM (Assets Under Management)	$ 463,877,312

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julie C. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Cameron Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

FOUNDERS ASSET MANAGEMENT LLC

Primary Firm SEC Registration

A & I WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2005

Series 63

Date: 5/24/2005

SIE

Date: 10/1/2018

Series 7

Date: 2/1/2006

Series 6

Date: 10/2/2001

FINRA

Current Firm

A & I WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

A & I WEALTH MANAGEMENT

TRUST BUT VERIFY

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