James T. Morrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Terence Morrison, who also goes by Jim Morrison, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2002. James had worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2003 - May 4, 2009
MERIDIAN UNITED CAPITAL, LLC
June 9, 2003 - September 5, 2012
STRATEGIC INVESTMENT ADVISORS
June 3, 2003 - December 31, 2009
STRATEGIC INVESTMENT ADVISORS
September 23, 2002 - December 9, 2008
THE PLANNING GROUP
June 17, 2002 - July 18, 2003
TRIAD ADVISORS LLC
April 24, 2002 - April 24, 2002
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MERIDIAN UNITED CAPITAL, LLC
CRD#: 122924 / SEC#: , 8-65544
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
