Bryan C. Barth

BARTH CAPITAL LLC

Boston, MA

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CRD#: 4442460

Professional summary

Bryan C Barth is a registered financial advisor currently at BARTH CAPITAL LLC located in Boston, Massachusetts.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Bryan has worked at 5 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Barth Real Estate Photo, non-investment-related, 356 Commonwealth Ave. Boston, MA 02115, photography services, principal photographer, approximately 4 hours per week. Engage in photography related activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan C Barth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2015 - Present

BARTH CAPITAL LLC

RIA

CRD#: 174852

Boston, MA

Past

February 8, 2013 - December 19, 2014

WINSLOW, EVANS & CROCKER, INC.

RIA

CRD#: 29686

BOSTON, MA

Past

February 1, 2013 - December 19, 2014

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

BOSTON, MA

Past

August 22, 2007 - April 2, 2009

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

WELLESLEY HILLS, MA

Past

July 12, 2006 - February 8, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

WELLESLEY HILLS, MA

Past

March 2, 2006 - July 17, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOSTON, MA

Past

October 26, 2005 - July 17, 2006

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

April 10, 2002 - August 29, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 15, 2001 - April 3, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/29/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/13/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/12/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/2006

General Securities Principal Examination

Current Firm

BARTH CAPITAL LLC

CRD#: 174852 / SEC#:

Massachusetts

Registered Investment Advisory firm - (3/26/2015 Approved)

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Contact information

Main Address

Boston, MA

Mailing Address

Phone number

(617) 308-7674

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 5,380,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bryan C. Barth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan C Barth's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINSLOW, EVANS & CROCKER, INC.

WINSLOW, EVANS & CROCKER, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/29/2001

SIE

Date: 12/19/2014

Series 31

Date: 12/13/2001

Series 7

Date: 10/12/2001

Series 24

Date: 1/5/2006

Current Firm

BARTH CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARTH CAPITAL LLC

TRUST BUT VERIFY

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