Bernard F. Jasmin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard F Jasmin, who also goes by Berny Francis, Bernard Jasmin, Berny Jazz, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 2002. Bernard had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2020 - January 20, 2023
PHX FINANCIAL, INC.
May 20, 2015 - December 6, 2019
PHX FINANCIAL, INC.
June 6, 2007 - May 18, 2015
EMPIRE ASSET MANAGEMENT COMPANY
October 6, 2006 - June 4, 2007
NATIONAL SECURITIES CORPORATION
September 21, 2004 - October 3, 2006
AURA FINANCIAL SERVICES, INC.
May 10, 2004 - September 28, 2004
NATIONAL SECURITIES CORPORATION
October 6, 2002 - May 11, 2004
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
