Chris M. Maddock
STRATEGIC ADVISERS LLC | Financial Consultant
LOVELAND, OH
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CRD#: 4442354
Professional summary
Chris M. Maddock, CFP®, who also goes by Chris M Maddock, Chris Maddock, Christopher M Maddock, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Loveland, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Beavercreek, Ohio.
Chris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Chris has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
As a Financial Consultant, I am here to partner with individuals and their families to assist with the creation and monitoring of a financial strategy that meets their unique complex needs. In my over two decades of experiences, I have learned that it is critical to have a plan that is designed to weather changing market conditions at a level of risk that is comfortable for you.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
Insurance Planning
Employee and Employer Plan Ben...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Chris M Maddock | Chris Maddock | Christopher M Maddock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chris M. Maddock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Education
Franklin University
Bachelor of Accountancy - Business
2010
Franklin University
Bachelor of Business Administration - Finance
2005
Cincinnati State Tech & Community College
Associate of Applied Business - Business Financial Management
2001
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 4389 Walnut St., Beavercreek, OH 45440RIA
CRD#: 104555
LOVELAND, OH
Current
February 21, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4389 Walnut St., Beavercreek, OH 45440BD
CRD#: 7784
Beavercreek, OH
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LOVELAND, OH
Past
June 2, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COVINGTON, KY
Past
June 12, 2007 - December 7, 2007
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CINCINNATI, OH
Past
October 29, 2002 - December 7, 2007
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/7/2020)
RR
Arizona(10/2/2023)
RR
California(1/6/2024)
RR
Florida(2/21/2008)
RR
Georgia(5/7/2020)
RR
Indiana(2/21/2008)
RR
Kentucky(8/13/2021)
RR
Louisiana(7/15/2025)
RR
Michigan(1/15/2026)
RR
Minnesota(2/21/2025)
RR
Montana(5/7/2020)
RR
Nevada(10/10/2025)
RR
North Carolina(2/21/2008)
RR
Ohio(2/25/2008)
IAR
Ohio(3/31/2025)
RR
Oklahoma(4/16/2025)
RR
Pennsylvania(5/7/2020)
RR
South Carolina(5/7/2020)
RR
Tennessee(10/2/2023)
RR
Texas(1/4/2025)
IAR
Texas(3/31/2025)
RR
Virginia(1/30/2025)
RR
West Virginia(5/11/2022)
RR
Wisconsin(2/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Loveland, OHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
