Leonard A. Demoor

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CRD#: 4442189

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leonard Anthony Demoor, who also goes by Len A Demoor Jr, Leonard Anthony Demoor Jr, was a registered financial professional .

Leonard is a previously registered financial professional and started their career in finance in 2001. Leonard had worked at 8 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Len A Demoor Jr | Leonard Anthony Demoor Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 28, 2011 - December 22, 2014

CAPITAL MANAGEMENT SERVICES, INC.

RIA

CRD#: 118260

MANCHESTER, MO

Past

February 10, 2010 - March 2, 2011

PINNACLE CAPITAL SECURITIES, LLC

CRD#: 106213

LONG BEACH, CA

Past

March 20, 2009 - December 4, 2009

NATIONAL PLANNING CORPORATION

CRD#: 29604

MANCHESTER, MO

Past

January 28, 2005 - March 24, 2009

FINANCIAL LEGACY ASSOCIATES

RIA

CRD#: 115944

CHESTERFIELD, MO

Past

December 8, 2004 - March 24, 2009

OSAIC WEALTH, INC.

CRD#: 23131

CHESTERFIELD, MO

Past

June 2, 2004 - January 6, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

ST. LOUIS, MO

Past

June 2, 2004 - January 6, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 15, 2002 - June 8, 2004

WS GRIFFITH SECURITIES, INC.

RIA

CRD#: 10410

ST. LOUIS, MO

Past

April 1, 2002 - June 8, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

October 15, 2001 - January 29, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL MANAGEMENT SERVICES, INC.

CRD#: 118260 / SEC#: 801-117988

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

California

Registered Investment Advisory firm - (2/23/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/24/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/21/2020 Terminated)

Kansas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/12/2001

General Securities Representative Examination

Current Firm

CAPITAL MANAGEMENT SERVICES, INC.

CRD#: 118260 / SEC#: 801-117988

RIA

Registered Investment Advisory firm - (1/21/2020 Approved)

California

Registered Investment Advisory firm - (2/23/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/24/2020 Terminated)

Georgia

Registered Investment Advisory firm - (2/21/2020 Terminated)

Kansas

Registered Investment Advisory firm - (1/24/2020 Terminated)

Missouri

Registered Investment Advisory firm - (1/24/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/24/2020 Terminated)

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Contact information

Main Address

410 Sovereign Ct. Suite 13, Manchester, MO 63011

Mailing Address

Phone number

(636) 207-5829

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CMS FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	608
AUM (Assets Under Management)	$ 141,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leonard A. Demoor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PINNACLE CAPITAL SECURITIES, LLC

NATIONAL PLANNING CORPORATION

FINANCIAL LEGACY ASSOCIATES

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CAPITAL MANAGEMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2001

Series 7

Date: 10/12/2001

Current Firm

CAPITAL MANAGEMENT SERVICES, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT SERVICES, INC.

TRUST BUT VERIFY

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