Galen K. Unruh
Professional summary
Galen Keith Unruh is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Topeka, Kansas and INVESTMENT PLANNERS, INC. located in Topeka, Kansas.
Galen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Galen has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Galen Keith Unruh's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2006 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 5950 Sw 28th Street, Topeka, KS 66614January 10, 2007 - Present
INVESTMENT PLANNERS, INC.
March 31, 2006 - April 7, 2006
INVESTMENT PLANNERS, INC.
July 26, 2005 - September 5, 2006
BARKLEY, REWERTS & UNRUH FINANCIAL SERVICES LLC
November 14, 2003 - April 13, 2006
THE O.N. EQUITY SALES COMPANY
Primary Firm SEC Registration
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2014)
(9/18/2014)
(6/25/2025)
(5/5/2006)
(1/10/2007)
(1/30/2008)
(9/14/2018)
(8/15/2008)
(1/25/2016)
(1/2/2015)
(8/12/2014)
Exams
FINRA
Current Firm
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
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