David L. Ivey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Louis Ivey was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2002. David had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2013 - December 31, 2015
DAVID L. IVEY, REGISTERED INVESTMENT ADVISER
December 18, 2007 - August 30, 2011
SUNBELT SECURITIES, INC.
February 22, 2002 - August 30, 2011
SUNBELT SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
DAVID L. IVEY, REGISTERED INVESTMENT ADVISER
CRD#: 160546 / SEC#:
Contact information
Red Flags
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