DM
David J. Mozeika
INVST
Red Bank, NJ 07701
Some features on this profile are disabled
CRD#: 4441724
DM
Professional summary
David J Mozeika, who also goes by David James Mozeika, is a registered financial advisor currently at INVST, LLC located in Red Bank, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David James Mozeika
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Tomoro Private Client-Tomoro Private Client and its organizational process is designed to provide a structured method or prioritizing, focusing and execution in areas of life that matter most, Start: 05/15/2014, Address: 1670 Highway 34, Suite 1C Wall, New Jersey 07727, 10 bus hrs per month, Not investment related, 2. Trustee - 2013 Irrevocable Trust-I am the managing trustee of an irrevocable trust that was set up, Start: 01/01/2013, Address: 1413 Cortland Dr. Wall, NJ 08736, 1 bus hr per month, Investment related, 3. FLO Free LLC-developing a planning platform that will help Guardian advisors assist clients with increased savings,. Start: 11/29/2016, Address: 1959 Rt. 34, Suite 101 Wall, NJ 07719, Hrs per month - tot/bus: 20/10, Not investment related, 4) Inlet Holdings LLC-entity to own Investment Real Estate, Start: 09/27/2021, Address: 40 Inlet Terrace Belmar, NJ 07719, 5 total hours per month 1 during securities trading hours, Investment related, Less than 10% annual compensation, 5) Currence-software company that provides its customers technology that helps people with data and a user experience to their cash flow and savings habits, Start: 09/01/2022, Address: 11 Wharf Ave Red Bank, NJ 07701, 100 total hours per month; 60 during securities trading hours, Investment related, Less than 10% annual compensation, 6) Insurance Business Start: 12/20/2022, Address: 11 Wharf Ave Red Bank, NJ 07701, 1 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view David J Mozeika's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2023 - Present
INVST, LLC
Office #1: 11 Wharf Ave Unit 2, Red Bank, NJ 07701RIA
CRD#: 282863
Red Bank, NJ
Past
July 2, 2013 - May 10, 2023
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
RED BANK, NJ
Past
October 25, 2004 - May 10, 2023
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
RED BANK, NJ
Past
October 22, 2001 - October 5, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IL
INVST, LLC
INVST | TOMORO | LEVINE FINANCIAL GROUP | KNIGHT FAMILY WEALTH | KILTER GROUP | JB CONSULTING, LLC | JARRED BUNCH CONSULTING, LLC | INVST, LLC
CRD#: 282863 / SEC#: 801-107265
RIA
Registered Investment Advisory firm - (2/16/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(5/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
IL
INVST, LLC
INVST | TOMORO | LEVINE FINANCIAL GROUP | KNIGHT FAMILY WEALTH | KILTER GROUP | JB CONSULTING, LLC | JARRED BUNCH CONSULTING, LLC | INVST, LLC
CRD#: 282863 / SEC#: 801-107265
RIA
Registered Investment Advisory firm - (2/16/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3625 E 96th St, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 202-1891
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,777 |
| AUM (Assets Under Management) | $ 1,786,624,623 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
