Andrew J. Plum
ELEVATION POINT WEALTH PARTNERS | Managing Director
Tequesta, FL 33469
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CRD#: 4441595
Professional summary
Andrew James Plum, CFP® is a registered financial advisor currently at ELEVATION POINT WEALTH PARTNERS, LLC located in Tequesta, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Bloomfield Hills, Michigan.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 4 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Philanthropic services
Financial planning
Trust & estate planning
Loans/credit services
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
5M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Elevation Point Wealth Partners, LLC DBA Loxahatchee Capital SPV, LLC. Investment-related. At registered location. RIA. Managimg Partner. Start date: 09/2025. 200 hrs/month; 160 during trading hours. Manage the business, oversee operations as well as client interactions. 2) Fixed Insurance. Investment-related. At registered location. Fixed / Traditional Insurance. Agent. Start date: 09/2025. 1 hrs/month all during trading hours. Sales of fixed / traditional insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew James Plum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 19, 2025 - Present
ELEVATION POINT WEALTH PARTNERS, LLC
Office #1: 307 Tequesta Drive, Tequesta, FL 33469RIA
CRD#: 137068
Tequesta, FL
Current
September 19, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 4190 Telegraph Road Suite 3300, Bloomfield Hills, MI 48302Office #2: 307 Tequesta Dr, Tequesta, FL 33469BD
CRD#: 35747
Bloomfield Hills, MI
Past
September 30, 2010 - October 1, 2025
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEST PALM BEACH, FL
Past
September 30, 2010 - October 1, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEST PALM BEACH, FL
Past
December 6, 2001 - October 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
STUART, FL
Past
December 5, 2001 - October 8, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
STUART, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EP
ELEVATION POINT WEALTH PARTNERS, LLC
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | SUPERIORWEALTH PARTNERS, LLC | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | FORTAGE CAPITAL ADVISORS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/19/2025)
RR
California(9/19/2025)
RR
Colorado(9/19/2025)
RR
Connecticut(9/19/2025)
RR
Delaware(9/19/2025)
RR
Florida(9/19/2025)
IAR
Florida(9/25/2025)
RR
Georgia(9/19/2025)
RR
Illinois(9/19/2025)
RR
New Jersey(9/19/2025)
RR
New York(9/19/2025)
RR
North Carolina(9/19/2025)
RR
Ohio(9/19/2025)
RR
South Carolina(9/19/2025)
RR
Texas(9/19/2025)
IAR
Texas(9/19/2025)
RR
Virginia(9/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
EP
ELEVATION POINT WEALTH PARTNERS, LLC
BESTER WEALTH MANAGEMENT | WAYCREST WEALTH | TRITON WEALTH, LLC | TRIPLE H FINANCIAL SERVICES | SUPERIORWEALTH PARTNERS, LLC | MOUNT YALE INVESTMENT ADVISORS, LLC | MOUNT YALE INVESTMENT ADVISORS | LOXAHATCHEE CAPITAL | FORTAGE CAPITAL ADVISORS | FAMILY OFFICE PARTNERS | ELEVATION POINT WEALTH PARTNERS, LLC
CRD#: 137068 / SEC#: 801-65068
RIA
Registered Investment Advisory firm - (1/3/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1580 Lincoln Street Suite 680, Denver, CO 80203
Mailing Address
Phone number
(303) 382-2880
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,324 |
| AUM (Assets Under Management) | $ 2,434,909,737 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ELEVATION POINT WEALTH PARTNERS, LLC
Managing DirectorCRD#: 137068Tequesta, FL 33469TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
