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CR

Cara C. Reynolds

ALLIANT RETIREMENT CONSULTING
Houston, TX 77056
Some features on this profile are disabled
CRD#: 4441486
CR

Professional summary

Cara Cappetto Reynolds, who also goes by Cara Danielle Cappetto, is a registered financial advisor currently at ALLIANT RETIREMENT CONSULTING located in Houston, Texas.

Cara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Cara has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cara Danielle Cappetto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cara Cappetto Reynolds's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 4, 2022 - Present

ALLIANT RETIREMENT CONSULTING

Office #1: 5444 Westheimer Rd, Suite 900, Houston, TX 77056
RIA
CRD#: 167970
Houston, TX
Past

July 24, 2017 - July 1, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
HOUSTON, TX
Past

March 28, 2012 - August 4, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING

CRD#: 167970 / SEC#: 801-78240

RIA
Registered Investment Advisory firm - (7/9/2013 Approved)
Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/4/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/3/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/8/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 3/27/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AR
ALLIANT RETIREMENT CONSULTING
ALLIANT INSURANCE SERVICES, LLC | ALLIANT RETIREMENT SERVICES, LLC | ALLIANT RETIREMENT SERVICES | ALLIANT RETIREMENT CONSULTING

CRD#: 167970 / SEC#: 801-78240

RIA
Registered Investment Advisory firm - (7/9/2013 Approved)
Alaska
Registered Investment Advisory firm - (2/20/2015 Terminated)
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Contact information

Main Address
1125 Sanctuary Parkway Suite 300, Alpharetta, GA 30009
Mailing Address
Phone number
(713) 470-4208
Established
Firm type
Fiscal year end
# of Employees
30

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

2025 ANNUAL FILING (3/31/2025)

Regulatory assets under management

Total Number of Accounts156
AUM (Assets Under Management)$ 4,493,036,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIANT RETIREMENT CONSULTING

CRD#: 167970Houston, TX 77056

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