Shahram Tajback

MATHEMATICA CAPITAL MANAGEMENT

SAUSALITO, CA 94965

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CRD#: 4441479

Professional summary

Shahram Tajback, who also goes by Shahram Tajbakhsh, is a registered financial advisor currently at MATHEMATICA CAPITAL MANAGEMENT, LLC located in Sausalito, California.

Shahram is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Shahram has worked at 1 firm and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shahram Tajbakhsh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM THE MANAGER OF TAJBACK & SONS LLC. THE BUSINESS IS ENGAGED IN LEASING 1 OFFICE BUILDING. ADDRESS: TAJBACK & SONS LLC 75 GATE 5 ROAD SAUSALITO, CA 94965 THE LLC WAS INCORPORATED IN NOVEMBER 2006. APPROXIMATELY 1-2 HOURS PER MONTH IS DEVOTED TO TAJBACK & SONS LLC, OUTSIDE OF SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shahram Tajback's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2002 - Present

MATHEMATICA CAPITAL MANAGEMENT, LLC

Office #1: 75 Gate 5 Road, Sausalito, CA 94965

RIA

CRD#: 120651

SAUSALITO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/28/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/29/2001

General Securities Representative Examination

Current Firm

MATHEMATICA CAPITAL MANAGEMENT, LLC

CRD#: 120651 / SEC#: 801-64292

RIA

Registered Investment Advisory firm - (4/30/2010 Terminated)

California

Registered Investment Advisory firm - (4/6/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

75 Gate 5 Road, Sausalito, CA 94965

Mailing Address

Phone number

(415) 332-4054

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 10,249,086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shahram Tajback

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shahram Tajback's CRS (Customer Relationship Summary).

Certified licenses

Experience

MATHEMATICA CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/5/2001

Series 7

Date: 12/29/2001

Current Firm

MATHEMATICA CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MATHEMATICA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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