Jeremy B. Thompson

ADAPTIVE FINANCIAL CONSULTING

Beachwood, OH 44122

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CRD#: 4441474

Professional summary

Jeremy Bigelow Thompson, CFP® is a registered financial advisor currently at ADAPTIVE FINANCIAL CONSULTING, LLC located in Beachwood, Ohio.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeremy has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Bigelow Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 26, 2017 - Present

ADAPTIVE FINANCIAL CONSULTING, LLC

Office #1: 3401 Enterprise Parkway Suite 340, Beachwood, OH 44122

RIA

CRD#: 288185

Beachwood, OH

Past

September 20, 2012 - July 28, 2017

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

BEACHWOOD, OH

Past

September 20, 2012 - January 15, 2016

LPL FINANCIAL LLC

CRD#: 6413

BEACHWOOD, OH

Past

March 4, 2003 - September 25, 2012

OSAIC FA, INC.

RIA

CRD#: 3978

CLEVELAND, OH

Past

October 16, 2001 - May 10, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 16, 2001 - September 25, 2012

OSAIC FA, INC.

CRD#: 3978

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADAPTIVE FINANCIAL CONSULTING, LLC

CRD#: 288185 / SEC#: 801-114947

RIA

Registered Investment Advisory firm - (4/4/2019 Approved)

California

Registered Investment Advisory firm - (5/4/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (4/9/2019 Terminated)

Ohio

Registered Investment Advisory firm - (4/5/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/2/2017)

IAR

Louisiana
(7/31/2017)

IAR

Ohio
(7/26/2017)

IAR

Texas
(9/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/15/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2001

General Securities Representative Examination

Current Firm

ADAPTIVE FINANCIAL CONSULTING, LLC

CRD#: 288185 / SEC#: 801-114947

RIA

Registered Investment Advisory firm - (4/4/2019 Approved)

California

Registered Investment Advisory firm - (5/4/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (4/9/2019 Terminated)

Ohio

Registered Investment Advisory firm - (4/5/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2019 Terminated)

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Contact information

Main Address

3401 Enterprise Parkway Suite 340, Beachwood, OH 44122

Mailing Address

Phone number

(440) 359-3468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A ADAPTIVE FINANCIAL CONSULTING LLC (3/7/2025)

Regulatory assets under management

Total Number of Accounts	556
AUM (Assets Under Management)	$ 508,501,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeremy B. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Bigelow Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

ADAPTIVE FINANCIAL CONSULTING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/15/2002

SIE

Date: 1/15/2016

Series 7

Date: 10/15/2001

Current Firm

ADAPTIVE FINANCIAL CONSULTING, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADAPTIVE FINANCIAL CONSULTING, LLC

TRUST BUT VERIFY

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