Robert D. Shaara

GREENLEAF FINANCIAL NETWORK

RIVERTON, NJ

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CRD#: 4441395

Professional summary

Robert Daniel Shaara is a registered financial advisor currently at GREENLEAF FINANCIAL NETWORK, LLC located in Riverton, New Jersey.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROBERT SHAARA; NO INVESTMENT RELATED; 300 HIGHWAY AVENUE ; INSURANCE SALES; OWNER; BEGAN 6/25/2020; 250 HOURS PER MONTH INCLUDING TRADING HOURS; SALES OF NON-SECURITIES INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Daniel Shaara's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2020 - Present

GREENLEAF FINANCIAL NETWORK, LLC

RIA

CRD#: 284165

RIVERTON, NJ

Past

September 6, 2011 - September 27, 2013

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

MOORESTOWN, NJ

Past

May 23, 2006 - August 1, 2011

SIGNATOR INVESTORS, INC.

CRD#: 468

HADDONFIELD, NJ

Past

September 14, 2005 - February 6, 2006

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

September 14, 2005 - February 6, 2006

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

March 15, 2002 - January 21, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 15, 2002 - January 21, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/10/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/28/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREENLEAF FINANCIAL NETWORK, LLC

CRD#: 284165 / SEC#:

Illinois

Registered Investment Advisory firm - (10/14/2020 Terminated)

Kansas

Registered Investment Advisory firm - (8/5/2016 Approved)

Maryland

Registered Investment Advisory firm - (1/28/2020 Approved)

Missouri

Registered Investment Advisory firm - (1/31/2017 Approved)

Nevada

Registered Investment Advisory firm - (12/31/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (5/11/2017 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/22/2018 Approved)

Texas

Registered Investment Advisory firm - (5/17/2017 Approved)

Virginia

Registered Investment Advisory firm - (9/20/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Leawood, KS

Mailing Address

Phone number

(913) 515-3517

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 99,390,104

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert D. Shaara

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Daniel Shaara's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREENLEAF FINANCIAL NETWORK, LLC

VSR FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/10/2020

Series 63

Date: 8/30/2007

Series 6

Date: 12/28/2001

Current Firm

GREENLEAF FINANCIAL NETWORK, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GREENLEAF FINANCIAL NETWORK, LLC

TRUST BUT VERIFY

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