Elias Padron
Professional summary
Elias Padron, who also goes by Elias Apostolos Padron, Elias Padron, Helio Apostolos Padron, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in White Plains, New York and NYLIFE DISTRIBUTORS LLC located in White Plains, New York.
Elias is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Elias has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elias Padron's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2020 - Present
EAGLE STRATEGIES LLC
Office #1: 44 South Broadway, White Plains, NY 10601January 30, 2020 - Present
NYLIFE DISTRIBUTORS LLC
Office #1: 44 South Broadway, White Plains, NY 10601October 17, 2013 - May 31, 2019
PGIM INVESTMENTS LLC
October 9, 2013 - May 31, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 7, 2012 - October 2, 2013
NEUBERGER BERMAN BD LLC
March 7, 2012 - October 2, 2013
NEUBERGER BERMAN BD LLC
January 14, 2011 - March 2, 2012
CITIZENS SECURITIES, INC.
January 14, 2011 - March 2, 2012
CITIZENS SECURITIES, INC.
July 30, 2010 - January 12, 2011
MORGAN STANLEY
July 5, 2010 - January 12, 2011
MORGAN STANLEY
December 16, 2004 - February 22, 2005
CHASE INVESTMENT SERVICES CORP.
September 18, 2001 - April 15, 2004
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/18/2020)
(1/30/2020)
(3/10/2022)
Exams
FINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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