John R. Grafer

SATORI CAPITAL

Dallas, TX 75201

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CRD#: 4441305

Professional summary

John Richard Grafer is a registered financial advisor currently at SATORI CAPITAL, LLC located in Dallas, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Grafer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2012 - Present

SATORI CAPITAL, LLC

Office #1: 2501 N. Harwood Street Suite 2001, Dallas, TX 75201

RIA

CRD#: 161829

Dallas, TX

Past

January 1, 2005 - July 2, 2007

GIULIANI CAPITAL ADVISORS LLC

CRD#: 111140

NEW YORK, NY

Past

October 24, 2001 - December 31, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SATORI CAPITAL, LLC

SATORI ALPHA MANAGEMENT, LLC (RELYING ADVISER) | SATORI CAPITAL, LLC

CRD#: 161829 / SEC#: 801-74547

RIA

Registered Investment Advisory firm - (3/30/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/8/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/23/2001

General Securities Representative Examination

Current Firm

SATORI CAPITAL, LLC

SATORI ALPHA MANAGEMENT, LLC (RELYING ADVISER) | SATORI CAPITAL, LLC

CRD#: 161829 / SEC#: 801-74547

RIA

Registered Investment Advisory firm - (3/30/2012 Approved)

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Contact information

Main Address

2501 N. Harwood Street Suite 2001, Dallas, TX 75201

Mailing Address

Phone number

(214) 390-6270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SATORI CAPITAL, LLC - ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 1,423,966,402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Grafer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Grafer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SATORI CAPITAL, LLC

GIULIANI CAPITAL ADVISORS LLC

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

SATORI CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/10/2005

Series 7

Date: 10/23/2001

Current Firm

SATORI CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SATORI CAPITAL, LLC

TRUST BUT VERIFY

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