Scott W. Huff

RIVER WEALTH MANAGEMENT LLC

Medina, OH 44256

Some features on this profile are disabled

CRD#: 4440866

Professional summary

Scott William Huff is a registered financial advisor currently at RIVER WEALTH MANAGEMENT LLC located in Medina, Ohio.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Scott has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YOUREFOLIO POSITION: Creator NATURE: Computer Software INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/23/2015 ADDRESS: 3511 Beverly Hills Drive, Rocky River OH 44116, United States DESCRIPTION: Provide planning software to various professional advisors POSITION: Agent NATURE: INSURANCE SALES - AGENT - START DATE: 01/2004 - LOCATED AT 5005 ROCKSIDE ROAD SUITE 915 INDEPENDENCE OH 44131 - 5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2004 ADDRESS: 3511 Beverly Hills Drive, Rocky River OH 44116, United States DESCRIPTION: Anxilary insurance sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott William Huff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2020 - Present

RIVER WEALTH MANAGEMENT LLC

Office #1: 5054 Paramount Blvd., Medina, OH 44256

RIA

CRD#: 309167

Medina, OH

Past

January 20, 2016 - June 1, 2020

ARBOR POINT ADVISORS

RIA

CRD#: 165127

Independence, OH

Past

January 22, 2014 - June 30, 2016

JK INVESTMENT GROUP, INC.

RIA

CRD#: 156406

CLEVELAND, OH

Past

August 9, 2007 - April 7, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

CLEVELAND, OH

Past

September 1, 2006 - June 1, 2020

SECURITIES AMERICA, INC.

CRD#: 10205

Westlake, OH

Past

August 29, 2005 - August 22, 2006

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

WESTLAKE, OH

Past

January 2, 2004 - August 22, 2006

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

WESTLAKE, OH

Past

August 22, 2001 - December 3, 2003

DESTINY CAPITAL SECURITIES CORPORATION

CRD#: 107942

GOLDEN, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/4/2020)

IAR

Pennsylvania
(12/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2001

General Securities Representative Examination

Current Firm

RIVER WEALTH MANAGEMENT LLC

CRD#: 309167 / SEC#:

North Carolina

Registered Investment Advisory firm - (11/21/2023 Terminated)

Ohio

Registered Investment Advisory firm - (5/4/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/10/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5054 Paramount Blvd., Medina, OH 44256

Mailing Address

Phone number

(216) 600-8175

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 83,022,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Daniel Hoefer

EDWARD JONES

IAR

Irmo, SC

Christopher Carreon

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

Allison Moran

ONEAMERICA SECURITIES, INC.

Lincolnshire, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott W. Huff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott William Huff's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVER WEALTH MANAGEMENT LLC

ARBOR POINT ADVISORS

JK INVESTMENT GROUP, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

DESTINY CAPITAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2005

SIE

Date: 10/1/2018

Series 7

Date: 8/21/2001

Current Firm

RIVER WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIVER WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors