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Scott William Huff

RIVER WEALTH MANAGEMENT
MEDINA, OH
·CRD# 4440866·25 years experience

Professional Summary

Scott William Huff is a registered financial advisor currently at RIVER WEALTH MANAGEMENT LLC located in Medina, Ohio. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Scott has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

RIVER WEALTH MANAGEMENT LLC·CRD# 309167
RIA
5054 Paramount Blvd., Medina, OH 44256
May 4, 2020 - Present
ARBOR POINT ADVISORS·CRD# 165127
RIA
Independence, OH
January 20, 2016 - June 1, 2020
JK INVESTMENT GROUP, INC.·CRD# 156406
RIA
Cleveland, OH
January 22, 2014 - June 30, 2016
SECURITIES AMERICA ADVISORS, INC.·CRD# 110518
RIA
Cleveland, OH
August 9, 2007 - April 7, 2015
SECURITIES AMERICA, INC.·CRD# 10205
BD
Westlake, OH
September 1, 2006 - June 1, 2020
WATERSTONE FINANCIAL GROUP, INC.·CRD# 10078
RIA
Westlake, OH
August 29, 2005 - August 22, 2006
WATERSTONE FINANCIAL GROUP, INC.·CRD# 10078
BD
Westlake, OH
January 2, 2004 - August 22, 2006
DESTINY CAPITAL SECURITIES CORPORATION·CRD# 107942
BD
Golden, CO
August 22, 2001 - December 3, 2003

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Current Firm

RW
RIVER WEALTH MANAGEMENT LLC

RIVER WEALTH MANAGEMENT LLC

CRD#: 309167
North Carolina
Registered Investment Advisory firm - North Carolina (11/21/2023 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (5/4/2020 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (12/10/2020 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

5054 Paramount Blvd., Medina, OH 44256

Phone Number

(216) 600-8175

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

467

AUM (Assets Under Management)

$86,392,265

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

YOUREFOLIO POSITION: Creator NATURE: Computer Software INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/23/2015 ADDRESS: 3511 Beverly Hills Drive, Rocky River OH 44116, United States DESCRIPTION: Provide planning software to various professional advisors POSITION: Agent NATURE: INSURANCE SALES - AGENT - START DATE: 01/2004 - LOCATED AT 5005 ROCKSIDE ROAD SUITE 915 INDEPENDENCE OH 44131 - 5% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2004 ADDRESS: 3511 Beverly Hills Drive, Rocky River OH 44116, United States DESCRIPTION: Anxilary insurance sales

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(5/4/2020)
IAR
Pennsylvania
(12/11/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2005About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2001About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Scott William Huff's CRS (Customer Relationship Summary).

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