Matthew R. Snook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew R Snook, who also goes by Matt Snook, Matthew R Snook, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2001. Matthew had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2016 - November 9, 2017
PAYCHEX SECURITIES CORPORATION
January 2, 2013 - April 15, 2016
MML DISTRIBUTORS, LLC
February 25, 2011 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
August 25, 2010 - February 25, 2011
GLOBAL ATLANTIC DISTRIBUTORS, LLC
October 13, 2008 - May 8, 2009
OSAIC SERVICES, INC.
June 21, 2007 - August 12, 2008
CAPITAL BROKERAGE CORPORATION
October 31, 2005 - April 24, 2007
OSAIC SERVICES, INC.
June 24, 2003 - December 31, 2004
SPELMAN & CO., INC.
June 24, 2003 - December 31, 2004
SENTRA SECURITIES CORPORATION
June 24, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 5, 2003 - June 13, 2003
WAMU INVESTMENTS, INC.
July 2, 2002 - February 12, 2003
BANC ONE SECURITIES CORPORATION
October 9, 2001 - February 12, 2002
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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