William E. Slade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Earl Slade, CFP® was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2012 - December 31, 2013
SLADE & COMPANY
November 29, 2010 - November 8, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
November 29, 2010 - November 8, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
November 8, 2010 - November 30, 2010
EMERSON EQUITY LLC
February 16, 2006 - March 22, 2010
LPL FINANCIAL LLC
February 16, 2006 - March 22, 2010
LPL FINANCIAL LLC
October 8, 2002 - March 16, 2006
VALIC FINANCIAL ADVISORS, INC.
October 1, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
October 1, 2001 - March 16, 2006
VALIC FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SLADE & COMPANY
CRD#: 154114 / SEC#:
Contact information
Red Flags
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