Michael E. Tennenbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Ernest Tennenbaum was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 2 firms and has passed the Series 63, PC, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1997 - March 22, 2006
TENNENBAUM SECURITIES, LLC
September 17, 1969 - July 3, 1996
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
PC
Date: 4/12/1977
AMEX Put and Call ExamSeries 1
Date: 5/15/1961
Registered Representative ExaminationSeries 40
Date: 9/15/1969
Registered Principal ExaminationCurrent Firm
TENNENBAUM SECURITIES, LLC
CRD#: 43381 / SEC#: , 8-50251
Contact information
Documents
Red Flags
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