Samuel F. Duell

DUELL FINANCIAL STRATEGIES

APPLETON, WI 54914

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CRD#: 4440609

Professional summary

Samuel Fletcher Duell is a registered financial advisor currently at DUELL FINANCIAL STRATEGIES located in Appleton, Wisconsin.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Samuel has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DUELL FINANCIAL STRATEGIES INSURANCE RELATED N9654 CNTY HWY N SUITE 5 APPLETON, WI 54915 FIXED INSURANCE PRODUCTS OWNER HAS OPERATED AS FUTURES SO BRITE SINCE 2001. NAME CHANGED TO DUELL FINANCIAL STRATEGIES 8/2011 OWNER AND MANAGER APPROXIMATELY 40 HOURS PER WEEK. MANAGMENT OF BUSINESS COINSIDES WITH INVESTMENT ADVISORY TIME DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Fletcher Duell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2006 - Present

DUELL FINANCIAL STRATEGIES

Office #1: 4190 Boardwalk Ct, Appleton, WI 54914Office #2: 2700 Vernon Drive, Green Bay, WI 54304

RIA

CRD#: 140283

APPLETON, WI

Past

May 14, 2009 - July 6, 2011

WEBER WEALTH MANAGEMENT, LLC

RIA

CRD#: 134196

GREEN BAY, WI

Past

May 17, 2006 - December 31, 2010

DUELL FINANCIAL STRATEGIES

RIA

CRD#: 140283

APPLETON, WI

Past

January 3, 2005 - January 3, 2005

KCD FINANCIAL, INC.

RIA

CRD#: 127473

APPLETON, WI

Past

May 3, 2004 - August 12, 2005

KCD FINANCIAL, INC.

CRD#: 127473

GREEN BAY, WI

Past

February 12, 2002 - December 1, 2003

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

September 28, 2001 - February 11, 2002

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(5/17/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 9/27/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DUELL FINANCIAL STRATEGIES

DUELL FINANCIAL STRATEGIES | FUTURES SO BRITE | FSB, LLC | DUELL FINANCIAL STRATEGIES, LLC

CRD#: 140283 / SEC#:

Wisconsin

Registered Investment Advisory firm - (5/17/2006 Approved)

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Contact information

Main Address

4190 Boardwalk Ct, Appleton, WI 54914

Mailing Address

Phone number

(920) 832-3720

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel F. Duell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Fletcher Duell's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUELL FINANCIAL STRATEGIES

WEBER WEALTH MANAGEMENT, LLC

DUELL FINANCIAL STRATEGIES

KCD FINANCIAL, INC.

KCD FINANCIAL, INC.

WOODBURY FINANCIAL SERVICES, INC.

UNITED SECURITIES ALLIANCE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2004

Series 63

Date: 9/20/2001

Series 6

Date: 9/27/2001

Current Firm

DUELL FINANCIAL STRATEGIES

Contact information

Documents

Red Flags

Company Information

DUELL FINANCIAL STRATEGIES

TRUST BUT VERIFY

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