MS
Michael L. Simonich
VANTAGE POINT WEALTH MANAGEMENT
MOORHEAD, MN
Some features on this profile are disabled
CRD#: 4440594
MS
Professional summary
Michael Lawrence Simonich is a registered financial advisor currently at VANTAGE POINT WEALTH MANAGEMENT located in Moorhead, Minnesota and LPL FINANCIAL LLC located in Moorhead, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) VPWM Advisors LLC dba FMS Financial Planning; Yes; Moorhead, MN; RIA; Investment Advisor Representative; 01/2014; 160/ HRS MO; 160/ HRS MO; INVESTMENT ADVICE, ASSET MANAGEMENT, AND FINANCIAL PLANNING. (2) LPL Financial LLC; Yes; Fort Mill, SC; Broker-Dealer; Registered Representative; 08/2012; 10/ HRS MO; 10/ HRS MO; FINANCIAL RECOMMENDATIONS AND CLIENT TRANSACTIONS IN SECURITIES MARKTES. (3) Michael Simonich, Sole Proprietor; Yes; Moorhead, MN; Insurance Agent; 07/2004; 10/ HRS MO; 10/ HRS MO; INSURANCE PRODUCT SALES. (4) Moorhead Public Schools; No; Moorhead, MN; Athletic Coaching; Assistant Coach; 05/2023; 45/ HRS MO; 0/ HRS MO; ATHLETIC COACHING.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Lawrence Simonich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2014 - Present
VANTAGE POINT WEALTH MANAGEMENT
RIA
CRD#: 167886
MOORHEAD, MN
Current
August 3, 2012 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
MOORHEAD, MN
Past
February 28, 2013 - December 31, 2013
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
MOOREHEAD, MN
Past
June 4, 2007 - August 9, 2012
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
EDINA, MN
Past
September 24, 2001 - August 9, 2012
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
EDINA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(8/3/2012)
IAR
Minnesota(1/14/2014)
RR
North Dakota(8/3/2012)
RR
South Dakota(11/12/2024)
RR
Washington(4/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VP
VANTAGE POINT WEALTH MANAGEMENT
FLEISCHER AND JOHNSON WEALTH MANAGEMENT | VPWM ADVISORS, LLC | VPWM ADVISORS | VANTAGE POINT WEALTH MANAGEMENT | NRP ADVISORS, LLC | NRP ADVISORS | NORTHERN RETIREMENT PARTNERS | FMS FINANCIAL PLANNING
CRD#: 167886 / SEC#: 801-99343
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Iowa
Registered Investment Advisory firm - (6/30/2015 Terminated)Minnesota
Registered Investment Advisory firm - (6/24/2015 Terminated)North Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)South Dakota
Registered Investment Advisory firm - (6/24/2015 Terminated)Texas
Registered Investment Advisory firm - (6/24/2015 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
505 North Highway 169 Suite 260, Plymouth, MN 55441
Mailing Address
Phone number
(763) 587-7120
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,361 |
| AUM (Assets Under Management) | $ 277,355,003 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
