Anthony V. Armao
Professional summary
Anthony Valentino Armao, who also goes by Anthony Armao, Antonino Valentino Armao, is a registered financial professional currently at RICE FINANCIAL PRODUCTS COMPANY located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Valentino Armao's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2020 - Present
RICE FINANCIAL PRODUCTS COMPANY
Office #1: 3 Columbus Circle 15th Fl, New York, NY 10019September 26, 2019 - October 5, 2020
STERN BROTHERS & CO.
February 27, 2014 - September 18, 2019
ANDES CAPITAL GROUP, LLC
November 8, 2012 - October 26, 2017
FREIMARK BLAIR & COMPANY, INC.
July 9, 2012 - November 19, 2012
KOTA GLOBAL SECURITIES INC.
June 22, 2011 - June 15, 2012
GARDNER RICH, L.L.C.
August 29, 2001 - June 15, 2011
FREIMARK BLAIR & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2021)
(10/5/2020)
(10/5/2020)
(10/22/2021)
(10/22/2021)
(3/2/2021)
(10/5/2020)
(10/22/2021)
(10/5/2020)
(10/5/2020)
(10/5/2020)
(10/9/2020)
(10/5/2020)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/19/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
RICE FINANCIAL PRODUCTS COMPANY
CRD#: 21606 / SEC#: , 8-39085
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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