Albert E. Boston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Edward Boston was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2001. Albert had worked at 3 firms and has passed the Series 63, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2004 - September 16, 2005
ARAGON INVESTMENTS, LTD.
March 31, 2004 - February 23, 2006
CITADEL TRADING GROUP L.L.C.
October 26, 2001 - March 11, 2004
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/14/2002
Limited Representative-Equity Trader ExamCurrent Firm
ARAGON INVESTMENTS, LTD.
CRD#: 37134 / SEC#: , 8-47733
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITADEL EQUITY FUND LTD. | SOLE SHAREHOLDER | |
| AMISSAH-FURBERT, TONESAN | DIRECTOR | 4087284 |
| BAXTER, TED WILLIAM | CHIEF FINANCIAL OFFICER | 4822961 |
| BEDFORD, ROBIN JAMES | DIRECTOR, SECRETARY | 4315953 |
| BEESON, GERALD ALBERT | INTERIM CHIEF COMPLIANCE OFFICER | 2349125 |
| KALISH, DAVID ANDREW | MANAGING DIRECTOR- TRADING | 1753730 |
| O'CONNOR, AUSTIN J | DIRECTOR | 4796536 |
Red Flags
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