Shane W. Twenhafel
Professional summary
Shane William Twenhafel, who also goes by Shane W Twenhafel, Shane Twenhafel, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Shane is registered as a RR (Registered Representative) and started their career in finance in 2001. Shane has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shane William Twenhafel's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2016 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153November 21, 2013 - December 31, 2015
WOODBURY FINANCIAL SERVICES, INC.
November 21, 2013 - December 31, 2015
WOODBURY FINANCIAL SERVICES, INC.
May 13, 2010 - December 3, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
February 4, 2009 - April 14, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
April 20, 2005 - February 4, 2009
VP DISTRIBUTORS LLC
January 24, 2003 - June 11, 2004
EQUITABLE ADVISORS, LLC
November 16, 2001 - June 11, 2004
EQUITABLE ADVISORS, LLC
September 6, 2001 - November 16, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/2/2016)
(6/2/2016)
(6/2/2016)
(6/2/2016)
(1/12/2017)
(2/27/2025)
(6/2/2016)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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