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AB

Aaron J. Britz

LEGACY RETIREMENT ADVISORS
Mankato, MN 56001
Some features on this profile are disabled
CRD#: 4440065
AB

Professional summary

Aaron John Britz is a registered financial advisor currently at LEGACY RETIREMENT ADVISORS located in Mankato, Minnesota.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Aaron has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 08/11/2010- TAX PREP / ACCOUNTING / BOOKKEEPING, BASIC ACCOUNTING AND BOOKEEPING FOR TRUCKING COMPANY. AARON TRACKS EXPENSES SUCH AS FUEL COST AND ENTERS THEM INTO A SPREADSHEET WITCH THE COMPANY WILL UTILIZE. AARON DOES NOT DO ANY CONSULTING. NO CUSTODY OR CONTROL OF FUNDS AND NO INV ADVICE.WESTERN SPECIALIZED, INC, 10% 2. 02/09/2010 - DBA ONLY, OLSON WEALTH GROUP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron John Britz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2014 - Present

LEGACY RETIREMENT ADVISORS

Office #1: 100 Warren Street Suite 300-107, Mankato, MN 56001
RIA
CRD#: 157453
Mankato, MN
Past

October 16, 2009 - April 25, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
MANKATO, MN
Past

October 23, 2006 - September 30, 2009

BROOKSTONE SECURITIES, INC.

BD
CRD#: 13366
MANKATO, MN
Past

September 13, 2004 - April 4, 2006

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
MANKATO, MN
Past

October 9, 2001 - September 1, 2004

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(1/27/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/30/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/11/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/2001
General Securities Representative Examination

Current Firm

LR
LEGACY RETIREMENT ADVISORS
BRITZ, AARON JOHN | LEGACY WEALTH MANAGEMENT, INC. | LEGACY RETIREMENT ADVISORS

CRD#: 157453 / SEC#:

Minnesota
Registered Investment Advisory firm - (3/21/2012 Approved)
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Contact information

Main Address
38231 Timber Lane, St. Peter, MN 56082
Mailing Address
Phone number
(507) 995-3414
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts99
AUM (Assets Under Management)$ 15,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGACY RETIREMENT ADVISORS

CRD#: 157453Mankato, MN 56001

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