Wei He
Professional summary
Wei He, who also goes by Crystal He, is a registered financial professional currently at ACE DIVERSIFIED CAPITAL, INC. located in San Gabriel, California.
Wei is registered as a RR (Registered Representative) and started their career in finance in 2001. Wei has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wei He's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2022 - Present
ACE DIVERSIFIED CAPITAL, INC.
Office #1: 923 East Valley Blvd., Suite 213, San Gabriel, CA 91776August 4, 2009 - June 10, 2022
GLOBALINK SECURITIES, INC.
January 20, 2005 - July 21, 2009
ETECH SECURITIES, INC.
January 21, 2003 - January 3, 2005
SINOPAC FINANCIAL SERVICES (USA) LTD.
September 13, 2002 - January 22, 2003
MAIA SECURITIES, INC.
August 29, 2001 - June 28, 2002
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2022)
Exams
FINRA
Current Firm
ACE DIVERSIFIED CAPITAL, INC.
CRD#: 41768 / SEC#: , 8-49555
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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