Maryjane R. Puccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryjane Rita Puccio, who also goes by Maryjane R Puccio, was a registered financial professional .
Maryjane is a previously registered financial professional and started their career in finance in 2001. Maryjane had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2024 - March 14, 2025
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
August 2, 2010 - July 12, 2024
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
June 14, 2006 - March 7, 2009
BOFA DISTRIBUTORS, INC.
April 1, 2005 - June 6, 2006
MMC SECURITIES LLC
December 7, 2001 - April 1, 2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC
CRD#: 150842 / SEC#: , 8-68303
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Red Flags
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