Bradford J. Von Grote
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford John Von Grote, who also goes by Bradford John Grote, Bradford John Von Grote Mr, was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 2001. Bradford had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2007 - February 1, 2024
INDEX FUND ADVISORS, INC.
August 2, 2004 - March 28, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 27, 2004 - March 28, 2007
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 30, 2002 - December 16, 2003
WAVELAND CAPITAL PARTNERS LLC
September 10, 2001 - February 13, 2002
IDS LIFE INSURANCE COMPANY
September 10, 2001 - February 13, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
INDEX FUND ADVISORS, INC.
CRD#: 109143 / SEC#: 801-57978
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INDEX FUND ADVISORS, INC.
CRD#: 109143 / SEC#: 801-57978
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,146 |
| AUM (Assets Under Management) | $ 5,329,171,931 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
