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Dorothy O. Elder
TRUIST ADVISORY SERVICES
Richmond, VA 23219
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CRD#: 4439696
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Professional summary
Dorothy Oscarlyn Elder, who also goes by Dorothy Oscarlyn Brown, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia.
Dorothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dorothy has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dorothy Oscarlyn Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MCV FOUNDATION POSITION: Trustee/Investment Committee Chair NATURE: MCV Foundation is a non-profit foundation that supports the research work of the Medical College of Virginia- VCU Health. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2022 ADDRESS: Richmond VA, United States DESCRIPTION: Partner with other Trustees to provide oversight to the foundation's investment strategy which is managed by an investment adviser in an OCIO model. I will not have check writing/money movement ability and cannot direct specific investments. Committee is responsible for setting IPS- strategic allocation ranges, confirming commitment to Private Capital Plan, and oversight responsibilities.
CRS (Client Relationship Summary) - RIA
Click below to view Dorothy Oscarlyn Elder's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 919 E Main Street 8th Floor, Richmond, VA 23219RIA
CRD#: 283390
Richmond, VA
Past
August 1, 2003 - January 16, 2009
DAVIDSON & GARRARD INC
RIA
CRD#: 105206
LYNCHBURG, VA
Past
October 30, 2001 - May 1, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(6/6/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Richmond, VA 23219TRUST BUT VERIFY
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