Aron P. Healy
Professional summary
Aron Patrick Healy, who also goes by Aron P Healy, is a registered financial advisor currently at NORTHERN TRUST INVESTMENTS, INCORPORATED located in Kirkland, Washington and NORTHERN TRUST SECURITIES, INC. located in Chicago, Illinois.
Aron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Aron has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Aron Patrick Healy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2026 - Present
NORTHERN TRUST INVESTMENTS, INCORPORATED
July 13, 2026 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 181 West Madison, Chicago, IL 60602Office #2: 1301 2nd Ave 26th Floor, Seattle, WA 98101January 23, 2018 - July 10, 2026
NEUBERGER BERMAN BD LLC
October 24, 2017 - July 10, 2026
NEUBERGER BERMAN BD LLC
May 20, 2008 - October 23, 2017
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
January 2, 2008 - April 28, 2008
FORESIDE FUNDS DISTRIBUTORS LLC
December 4, 2007 - December 10, 2007
AMERICAN INVESTORS COMPANY
February 26, 2003 - June 15, 2005
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
Primary Firm SEC Registration
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,475 |
| AUM (Assets Under Management) | $ 1,114,770,223,733 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 09/27/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.