Steven Telsey
Professional summary
Steven Telsey was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Steven had worked at 2 firms, which includes FRANK AND DRAKE INCORPORATED, AXELROD & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 1971 - February 19, 1972
FRANK AND DRAKE, INCORPORATED
June 13, 1969 - March 1, 1974
AXELROD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 6/3/1969
General Securities Principal ExaminationCurrent firm
No current employment
Red Flags
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