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CK

Christos A. Koufomihalis

CASEY SECURITIES LLC
Greenbrae, CA 94904
Some features on this profile are disabled
CRD#: 4439286
CK

Professional summary

Christos Alexandros Koufomihalis, who also goes by Christos A. Koufomihalis, Christos Alex Koufomihalis, is a registered financial professional currently at CASEY SECURITIES LLC located in Greenbrae, California.

Christos is registered as a RR (Registered Representative) and started their career in finance in 2004. Christos has worked at 7 firms and has passed the Series 57TO, SIE and Series 56 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christos A. Koufomihalis | Christos Alex Koufomihalis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christos Alexandros Koufomihalis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2024 - Present

CASEY SECURITIES LLC

Office #1: 100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904
BD
CRD#: 35230
Greenbrae, CA
Past

January 3, 2022 - January 12, 2022

CASEY SECURITIES LLC

BD
CRD#: 35230
GREENBRAE, CA
Past

December 5, 2019 - July 1, 2024

RFA SECURITIES LLC

BD
CRD#: 305963
PHILADELPHIA, PA
Past

January 22, 2019 - December 5, 2019

CASEY SECURITIES LLC

BD
CRD#: 35230
GREENBRAE, CA
Past

May 1, 2012 - January 23, 2019

X-CHANGE FINANCIAL ACCESS, LLC

BD
CRD#: 126201
CHICAGO, IL
Past

May 8, 2009 - September 9, 2009

THE GRISWOLD COMPANY, INCORPORATED

BD
CRD#: 32944
NEW YORK, NY
Past

August 17, 2007 - December 3, 2007

LIQUIDPOINT, LLC

BD
CRD#: 47658
CHICAGO, IL
Past

June 15, 2005 - April 4, 2007

ROBERT G. PEARS & CO., INC.

BD
CRD#: 32215
NEW YORK, NY
Past

November 22, 2004 - May 25, 2005

TAYLOR EXECUTION SERVICE LLC

BD
CRD#: 124429
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 56
Date: 12/18/2012
Proprietary Trader Qualification Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

CS
CASEY SECURITIES LLC
CASEY SECURITIES LLC | RFA SECURITIES | CASEY SECURITIES, LLC | CASEY SECURITIES, INC.

CRD#: 35230 / SEC#: , 8-21205

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904
Mailing Address
100 Drakes Landing Road Building 100a - 2nd Floor Suite 210, Greenbrae, CA 94904
Phone number
(415) 954-5579
Established
Delaware since 01/01/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FCF GROUP INTERMEDIATE HOLDINGS LLC100% DIRECT OWNER
POSTREL, HELENE BERSONPRINCIPAL FINANCIAL OFFICER2240945
POSTREL, HELENE BERSONPRINCIPAL OPERATIONS OFFICER2240945
POSTREL, HELENE BERSONFINOP2240945
VORA, ANISH MCEO5466748
WONG, WILLIE LCHIEF COMPLIANCE OFFICER4170997

Disclosures

Regulatory Event19

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CASEY SECURITIES LLC

CRD#: 35230Greenbrae, CA 94904

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