Sergey Pustelnik
Professional summary
Sergey Pustelnik was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sergey is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Sergey had worked at 2 firms, which includes LEK SECURITIES CORPORATION, GENESIS SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2011 - January 26, 2015
LEK SECURITIES CORPORATION
January 14, 2002 - September 13, 2010
GENESIS SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 55
Date: 9/26/2001
Limited Representative-Equity Trader ExamCurrent Firm
LEK SECURITIES CORPORATION
CRD#: 33135 / SEC#: , 8-42152
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 42 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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