Enrique Aguilar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Enrique Aguilar, who also goes by Rick Aguilar, was a registered financial professional .
Enrique is a previously registered financial professional and started their career in finance in 2001. Enrique had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2014 - April 1, 2016
AMDG FINANCIAL
October 30, 2001 - March 4, 2002
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
AMDG FINANCIAL
CRD#: 119569 / SEC#: 801-110577
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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