MM
Matthew J. Marcewicz
SIERRA LEGACY GROUP
Reno, NV 89521
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CRD#: 4438982
MM
Professional summary
Matthew James Marcewicz is a registered financial advisor currently at SIERRA LEGACY GROUP located in Reno, Nevada and M HOLDINGS SECURITIES, INC. located in Reno, Nevada.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Matthew has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Cypress Advisory Group, LLC dba Sierra Legacy Group; 9190 Double Diamond Parkway, Ste 118, Reno, NV 89521; IAR; Investment related; Director of Financial Analytics; Investment analysis and portfolio management; 1/1/2016; 200 ho/mo; 160 ho/mo during trading hours. 2)Sierra Legacy Group; 9190 Double Diamond Parkway, Ste 118, Reno, NV 89521; M Financial Group Member Firm Employee / Contractor; Investment Related; Director of Financial Analytics; Investment analysis; 1/1/2016; 200 ho/mo; 160 ho/mo during trading hours. 3)Longship LLC; 11200 Bondshire Dr, Reno NV 89511; LLC; Not investment related; Managing Member; Managed payroll strictly to process payments from Cypress Strategies; 07/09/2019; 0 hours per month; 0 hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Marcewicz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2016 - Present
SIERRA LEGACY GROUP
Office #1: 8600 Technology Way Suite 112, Reno, NV 89521RIA
CRD#: 172113
Reno, NV
Current
January 7, 2020 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 9190 Double Diamond Parkway, Reno, NV 89521RIA
BD
CRD#: 43285
Reno, NV
Past
September 11, 2014 - October 1, 2015
SIERRA LEGACY GROUP
RIA
CRD#: 172113
RENO, NV
Past
March 26, 2009 - February 14, 2014
UNIVERSAL VALUE ADVISORS
RIA
CRD#: 137673
RENO, NV
Past
January 27, 2009 - June 30, 2011
AMERICA NORTHCOAST SECURITIES, INC.
BD
CRD#: 16076
RENO, NV
Past
May 3, 2005 - November 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RENO, NV
Past
May 2, 2005 - November 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RENO, NV
Past
October 18, 2001 - June 3, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SIERRA LEGACY GROUP
CYPRESS ADVISORY GROUP, LLC | SIERRA LEGACY GROUP | CYPRESS STRATEGIES
CRD#: 172113 / SEC#: 801-122455
RIA
Registered Investment Advisory firm - (9/8/2021 Approved)Arizona
Registered Investment Advisory firm - (10/11/2021 Terminated)California
Registered Investment Advisory firm - (11/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (11/11/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(6/5/2020)
IAR
Nevada(2/17/2016)
RR
Nevada(2/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/7/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SL
SIERRA LEGACY GROUP
CYPRESS ADVISORY GROUP, LLC | SIERRA LEGACY GROUP | CYPRESS STRATEGIES
CRD#: 172113 / SEC#: 801-122455
RIA
Registered Investment Advisory firm - (9/8/2021 Approved)Arizona
Registered Investment Advisory firm - (10/11/2021 Terminated)California
Registered Investment Advisory firm - (11/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (11/11/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6424 E. Greenway Parkway Suite 100, Scottsdale, AZ 85254
Mailing Address
Phone number
(775) 322-4500
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 123,288,236 |
Red Flags
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