SB
Scott M. Byrne
ASSET ALLOCATION STRATEGIES
GRAND RAPIDS, MI 49525
Some features on this profile are disabled
CRD#: 4438907
SB
Professional summary
Scott M Byrne is a registered financial advisor currently at ASSET ALLOCATION STRATEGIES, LLC located in Grand Rapids, Michigan and GLP INVESTMENT SERVICES, LLC located in Grand Rapids, Michigan.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Scott has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RINGLER, BYRNE, AND EVANS LLC. INVESTMENT RELATED. GRAND RAPIDS, MI. NATURE OF BUSINESS: INSURANCE/CONSULTING. DEVOTES 80 HOURS A MONTH (70 DURING MARKET HOURS). POSITION: PARTNER. START DATE: 02/2005. DUTIES: SELL LIFE INSURANCE. (2) USA FINANCIAL. INVESTMENT RELATED. ADA, MI. NATURE OF BUSINESS: TERM LIFE, ANNUITY AND LONG TERM CARE INSURANCE. POSITION: INSURANCE BROKER. START DATE: 2005. HOURS DEVOTED PER MONTH: 4. DUTIES: SELL LIFE INSURANCE AND LONG TERM CARE INSURANCE. (3) NEISHLOSS AND FLEMING. INVESTMENT RELATED. PITTSBURGH, PA. NATURE OF BUSINESS: MEDICARE SUPPLEMENT INSURANCE. POSITION: INSURANCE BROKER. START DATE: 2014. HOURS DEVOTED PER MONTH: 1. DUTIES: SELL MEDICARE SUPPLEMENT INSURANCE. (4) VAN DUREN IRVING WEST. INVESTMENT RELATED. CALEDONIA, MI. NATURE: P&C INSURANCE. POSITION: INSURANCE BROKER. START DATE: 2012. HOURS DEVOTED PER MONTH: 4. DUTIES: REFER CLIENTS AND PROSPECTS FOR HOME AND AUTO INSURANCE. (5) 3258 CLEAR VISTA LLC. INVESTMENT RELATED. ADDRESS: 3258 CLEAR VISTA CT, GRAND RAPIDS, MI 49525. NATURE: BUY/RENT PROPERTIES. POSITION: PART OWNER. START DATE: 08/2020. HOURS DEVOTED PER MONTH: LESS THAN 1. DUTIES: HELP MANAGE PROPERTY/COLLECT RENT. (6) GLP & ASSOCIATES, INVESTMENT RELATED, LOCATED IN GRAND RAPIDS, MI - SUPERVISED FROM FARMINGTON MI, NATURE: LIFE INSURANCE/ANNUITY SALES, POSITION: INSURANCE AGENT, START DATE: 07/2005, APX 60 HRS/MO., 60 HRS DURING TRADING HOURS, DUTIES: LIFE INSURANCE AND FIXED/INDEX ANNUITY SALES AND SERVICING INSURANCE CLIENTS. (7) ASSET ALLOCATION STRATEGIES, LLC. INVESTMENT RELATED. LOCATED IN GRAND RAPIDS, MI - SUPERVISED FROM FARMINGTON MI. NATURE: INVESTMENT ADVISOR. POSITION: IAR. START DATE: 01/2011. APX 100 HRS/MO., 90 HRS DURING TRADING HOURS. DUTIES: SOLICIT, SERVICE, ACTIVELLY MANAGE ADVISORY ACCOUNTS/CLIENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Scott M Byrne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2011 - Present
ASSET ALLOCATION STRATEGIES, LLC
Office #1: 3258 Clear Vista Ct., Grand Rapids, MI 49525RIA
CRD#: 152339
GRAND RAPIDS, MI
Current
August 11, 2005 - Present
GLP INVESTMENT SERVICES, LLC
Office #1: 3258 Clear Vista Ct., Grand Rapids, MI 49525BD
CRD#: 25450
Grand Rapids, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC
CRD#: 152339 / SEC#: 801-106707
RIA
Registered Investment Advisory firm - (9/28/2015 Approved)Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/22/2018)
RR
Florida(11/17/2016)
RR
Indiana(12/11/2023)
RR
Michigan(8/11/2005)
IAR
Michigan(1/20/2011)
IAR
Ohio(1/4/2022)
RR
Ohio(12/12/2023)
RR
South Carolina(12/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ASSET ALLOCATION STRATEGIES, LLC
ASSET ALLOCATION STRATEGIES, LLC
CRD#: 152339 / SEC#: 801-106707
RIA
Registered Investment Advisory firm - (9/28/2015 Approved)Massachusetts
Registered Investment Advisory firm - (3/30/2021 Terminated)Michigan
Registered Investment Advisory firm - (3/30/2021 Terminated)Vermont
Registered Investment Advisory firm - (6/14/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33335 Grand River, Farmington, MI 48336
Mailing Address
Phone number
(248) 489-0101
Established
Firm type
Fiscal year end
# of Employees
39
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,883 |
| AUM (Assets Under Management) | $ 767,431,598 |
Red Flags
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Company Information
ASSET ALLOCATION STRATEGIES, LLC
CRD#: 152339Grand Rapids, MI 49525TRUST BUT VERIFY
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