John A. Zwack
Professional summary
John Anthony Zwack, who also goes by John A Zwack, John A. Zwack, is a registered financial professional currently at ARIA CAPITAL ADVISORS, LLC located in St. Petersburg, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Zwack's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2004 - Present
ARIA CAPITAL ADVISORS, LLC
Office #1: 475 Central Avenue, Suite M1, St. Petersburg, FL 33701Office #2: 475 Central Avenue, Suite 400, St. Petersburg, FL 33701October 10, 2001 - March 25, 2002
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 8/3/2015
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
ARIA CAPITAL ADVISORS, LLC
CRD#: 130891 / SEC#: , 8-66407
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZWACK, JOHN ANTHONY | MANAGING DIRECTOR/FINOP/CHIEF COMPLIANCE OFFICER | 4438875 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
