Louis A. Telerico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Anthony Telerico was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1969. Louis had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2012 - June 6, 2016
WESTMINSTER FINANCIAL ADVISORY CORP
April 10, 2012 - June 6, 2016
WESTMINSTER FINANCIAL SECURITIES, INC.
March 10, 2009 - March 15, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 10, 2009 - March 15, 2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 15, 2008 - March 10, 2009
BUTLER, WICK & CO., INC.
February 14, 2008 - March 10, 2009
BUTLER, WICK & CO., INC.
June 26, 1984 - November 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 1978 - November 17, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 13, 1973 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
August 24, 1971 - March 19, 1973
BLYTH EASTMAN DILLON & CO. INCORPORATED
February 25, 1969 - September 13, 1971
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283 / SEC#: 801-29690
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 1
Date: 2/21/1969
Registered Representative ExaminationCurrent Firm
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283 / SEC#: 801-29690
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/11/2025 | ||
| 11/14/2024 | ||
| 02/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
