Omar J. Mian

COMPASS CAPITAL

BRAINTREE, MA 02184-8734

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CRD#: 4438665

Professional summary

Omar J Mian is a registered financial advisor currently at COMPASS CAPITAL CORPORATION located in Braintree, Massachusetts.

Omar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Omar has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPASS CAPITAL COPORATION - REGISTERED INVESTMENT ADVISOR. 4 HOURS PER DAY. INVESTMENT RELATED. SERVICING CLIENTS AS A REGISTERED INVESTMENT ADVISOR REPRESENTATIVE COMPASS SECURITIES CORPORATION:RECEIVE ONGOING 12B-1 TRAIL PAYMENTS FROM INSURANCE FIRMS BASED ON PAST ACTIVITIES. NOT CURRENTLY SELLING ANY VARIABLE OR FIXED ANNUITY PRODUCTS. LIFE INSURANCE BROKER-AFFILATED WITH THE MOODY STREET GROUP, LLC, 134 RUMFORD AVE, SUITE 201, NEWTON, MA 02466 NO PERSONAL INVESTMENT, WILL TAKE ON LIFE INSURANCE CASES ONCE IN A WHILE. START DATE 9/25/13.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Omar J Mian's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2005 - Present

COMPASS CAPITAL CORPORATION

Office #1: 50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734

RIA

CRD#: 112323

BRAINTREE, MA

Past

June 13, 2008 - December 31, 2013

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

January 8, 2007 - June 10, 2008

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

QUINCY, MA

Past

July 25, 2005 - December 31, 2006

COMPASS SECURITIES CORPORATION

CRD#: 16168

NATICK, MA

Past

October 5, 2001 - July 20, 2005

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS CAPITAL CORPORATION

CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA

Registered Investment Advisory firm - (7/31/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/8/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/4/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMPASS CAPITAL CORPORATION

CHADWICK & ROTHENBERG GROUP LLC | STRATEGIC PLANNING INC | LICCIARDELLO FINANCIAL SERVICES | COMPASS CAPITAL CORPORATION

CRD#: 112323 / SEC#: 801-21957

RIA

Registered Investment Advisory firm - (7/31/1984 Approved)

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Contact information

Main Address

50 Braintree Hill Office Park Suite 105, Braintree, MA 02184-8734

Mailing Address

Phone number

(781) 535-6083

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS CAPITAL FORM ADV 2 BROCHURE DATED 063025 (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,371
AUM (Assets Under Management)	$ 663,564,349

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Omar J. Mian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Omar J Mian's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS SECURITIES CORPORATION

WINSLOW, EVANS & CROCKER, INC.

COMPASS SECURITIES CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

COMPASS CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2004

Series 63

Date: 1/28/2002

Series 6

Date: 10/4/2001

Current Firm

COMPASS CAPITAL CORPORATION

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS CAPITAL CORPORATION

TRUST BUT VERIFY

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