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LT

Lewis N. Teitelbaum

Some features on this profile are disabled
CRD#: 443849
LT

Professional summary

Lewis Nathan Teitelbaum was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Lewis is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Lewis had worked at 10 firms, which includes GOLDEN HARRIS CAPITAL GROUP INC., BAIRD PATRICK & CO. INC., LEHMAN BROTHERS INC., MORGAN STANLEY DW INC., J. J. BRADLEY & CO. INC., A. F. GREEN & COMPANY INC., SHEARSON HAYDEN STONE INC., HAYDEN STONE INC., SILVER GRAY & CO. INC., STEINER ROUSE & CO. INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lewis Nathan Teitlebaum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 7, 1989 - November 28, 2000

GOLDEN HARRIS CAPITAL GROUP, INC.

BD
CRD#: 13889
WEST ORANGE, NJ
Past

December 18, 1984 - November 6, 1989

BAIRD, PATRICK & CO., INC.

BD
CRD#: 1149
FAIRFIELD, NJ
Past

October 19, 1983 - October 29, 1984

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

February 25, 1982 - November 10, 1983

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

August 8, 1980 - March 3, 1982

BAIRD, PATRICK & CO., INC.

BD
CRD#: 1149
Past

May 12, 1977 - October 20, 1981

J. J. BRADLEY & CO., INC.

BD
CRD#: 7247
Past

December 15, 1976 - May 27, 1977

A. F. GREEN & COMPANY, INC.

BD
CRD#: 7310
Past

November 8, 1974 - April 26, 1976

SHEARSON HAYDEN STONE INC.

BD
CRD#: 6774
Past

January 21, 1974 - November 8, 1974

HAYDEN STONE INC.

BD
CRD#: 6567
Past

November 28, 1972 - July 13, 1973

SILVER, GRAY & CO., INC.

BD
CRD#: 6017
Past

August 28, 1969 - December 7, 1972

STEINER, ROUSE & CO., INC.

BD
CRD#: 787

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 1
Date: 4/8/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 40
Date: 3/10/1977
Registered Principal Examination

Current Firm

GH
GOLDEN HARRIS CAPITAL GROUP, INC.
BAIRD, PATRICK CAPITAL GROUP, INC. | GOLDEN HARRIS CAPITAL GROUP, INC.

CRD#: 13889 / SEC#: , 8-30042

BD
Terminated by SEC on 11/17/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 06/06/1983
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GOLDEN, STEPHEN IRAEXECUTIVE VICE PRESIDENT224150
HARRIS, STEVEEXECUTIVE VICE PRESIDENT238199

Disclosures

Regulatory Event2
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GOLDEN HARRIS CAPITAL GROUP, INC.

CRD#: 13889

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