Mark D. Nelson

SYMMETRY PARTNERS

HOOVER, AL

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CRD#: 4438473

Professional summary

Mark D Nelson is a registered financial advisor currently at SYMMETRY PARTNERS located in Hoover, Alabama.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark D Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2005 - Present

SYMMETRY PARTNERS

RIA

CRD#: 120982

HOOVER, AL

Past

December 9, 2003 - December 31, 2004

OSAIC FA, INC.

RIA

CRD#: 3978

BIRMINGHAM, AL

Past

December 9, 2003 - December 31, 2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

December 9, 2003 - December 31, 2004

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 2, 2003 - December 19, 2003

VERAVEST INVESTMENT ADVISORS, INC.

RIA

CRD#: 105796

BIRMINGHAM, AL

Past

September 19, 2001 - December 19, 2003

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SYMMETRY PARTNERS

CRD#: 120982 / SEC#: 801-61342

RIA

Registered Investment Advisory firm - (7/26/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/3/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/18/2001

General Securities Representative Examination

Current Firm

SYMMETRY PARTNERS

CRD#: 120982 / SEC#: 801-61342

RIA

Registered Investment Advisory firm - (7/26/2002 Approved)

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Contact information

Main Address

151 National Drive, Glastonbury, CT 06033

Mailing Address

Phone number

(860) 734-2000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SYMMETRY PARTNERS, LLC FORM ADV PART 2 3/23 (9/8/2025)

Regulatory assets under management

Total Number of Accounts	13,224
AUM (Assets Under Management)	$ 5,718,728,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark D. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark D Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYMMETRY PARTNERS

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

VERAVEST INVESTMENT ADVISORS, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

SYMMETRY PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2001

Series 7

Date: 9/18/2001

Current Firm

SYMMETRY PARTNERS

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SYMMETRY PARTNERS

TRUST BUT VERIFY

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