William E. Grant

DIAMOND CLIENT GROUP

The Woodlands, TX 77380

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CRD#: 4438416

Professional summary

William Edward Grant, who also goes by Bill Grant, William E. Grant, is a registered financial advisor currently at DIAMOND CLIENT GROUP, LLC located in The Woodlands, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. William has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Grant | William E. Grant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Diamond Client Group, LLC. investment related. Start date: 03/13/2023. Address: 9595 Six Pines Dr Suite 6200, The Woodlands Texas, 77380. Title: Financial Advisor. Duties: Provide Investment advice/management and Financial Planning for clients. Time spent during regular hours: 60%. 2) Diamond Client Group, LLC. Not investment related. Start date: 03/13/2023. Address: 9595 Six Pines Dr Suite 6200, The Woodlands Texas, 77380. Title: Insurance Sales. Duties: Sales/Service individual Life, Dental, Health, Long-Term Care through various insurance companies. Fixed Insurance only. Time spent during regular hours: 10%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Grant's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2023 - Present

DIAMOND CLIENT GROUP, LLC

Office #1: 9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380

RIA

CRD#: 310570

The Woodlands, TX

Past

November 10, 2023 - December 31, 2024

VANDERBILT SECURITIES, LLC

CRD#: 5953

WOODBURY, NY

Past

March 10, 2023 - November 10, 2023

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

The Woodlands, TX

Past

March 25, 2017 - March 13, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HOUSTON, TX

Past

March 25, 2017 - March 13, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOUSTON, TX

Past

July 25, 2007 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

HOUSTON, TX

Past

October 18, 2001 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

HOUSTON, TX

Past

October 18, 2001 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIAMOND CLIENT GROUP, LLC

CRD#: 310570 / SEC#: 801-132329

RIA

Registered Investment Advisory firm - (4/4/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/1/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2001

General Securities Representative Examination

Current Firm

DIAMOND CLIENT GROUP, LLC

CRD#: 310570 / SEC#: 801-132329

RIA

Registered Investment Advisory firm - (4/4/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/11/2025 Termination Requested)

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Contact information

Main Address

9595 Six Pines Drive Suite 6200, The Woodlands, TX 77380

Mailing Address

Phone number

(832) 319-1555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A DIAMOND CLIENT GROUP (10/1/2025)

Regulatory assets under management

Total Number of Accounts	628
AUM (Assets Under Management)	$ 117,334,720

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William E. Grant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Grant's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANDERBILT SECURITIES, LLC

PEAK BROKERAGE SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DIAMOND CLIENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2007

Series 63

Date: 12/1/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/17/2001

Current Firm

DIAMOND CLIENT GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIAMOND CLIENT GROUP, LLC

TRUST BUT VERIFY

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