Harold Edward Jones | Financial Professional | Pompano Beach, Florida | PKS ADVISORY SERVICES, LLC

Professional summary

Harold Edward Jones, who also goes by Ed Jones, H Edward Jones, Harold Edward Jones, is a registered financial advisor currently at PKS ADVISORY SERVICES, LLC located in Pompano Beach, Florida and PURSHE KAPLAN STERLING INVESTMENTS located in Pompano Beach, Florida.

Harold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Harold has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Jones | H Edward Jones | Harold Edward Jones

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. H EDWARD JONES CPA, 480 S. Cypress Rd, Suite 101, Pompano Beach, FL 33060, NON INVESTMENT RELATED, CPA, ACCOUNTING PRACTICE, 90HRPMNTH, OWNER, PREPARING INCOME TAXES, PROVIDING ACCOUNTING SERVICES. 2. PKS Advisory. Investment Related. 555 S. Powerline Road, Suite 8, Pompano Beach, FL 33069. IAR. Start 8/2012, 120 hours per month during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Edward Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2012 - Present

PKS ADVISORY SERVICES, LLC

Office #1: 555 South Pompano Parkway Suite #6, Pompano Beach, FL 33069

RIA

CRD#: 125648

POMPANO BEACH, FL

Current

August 27, 2012 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 555 S. Powerline Road Suite 8, Pompano Beach, FL 33069

BD

CRD#: 35747

Pompano Beach, FL

Past

April 9, 2009 - August 21, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

POMPANO BEACH, FL

Past

February 17, 2009 - August 21, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

STUART, FL

Past

September 18, 2006 - February 24, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

PALM BEACH GARDENS, FL

Past

September 15, 2006 - February 24, 2009

AMERIPRISE ADVISOR SERVICES, INC.

BD

CRD#: 5979

PALM BEACH GARDENS, FL

Past

October 26, 2001 - September 20, 2006

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BOCA RATON, FL

Past

October 25, 2001 - September 20, 2006

RAYMOND JAMES & ASSOCIATES, INC.

BD

CRD#: 705

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PA

PKS ADVISORY SERVICES, LLC

CRD#: 125648 / SEC#: 801-62147

RIA

Registered Investment Advisory firm - (6/20/2003 Approved)

New York

Registered Investment Advisory firm - (6/20/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arkansas
(3/2/2022)

RR

Florida
(8/27/2012)

IAR

Florida
(10/15/2012)

RR

Georgia
(8/27/2012)

RR

New Jersey
(8/27/2012)

RR

North Carolina
(11/16/2020)

RR

Tennessee
(8/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 11/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 10/24/2001

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

PA

PKS ADVISORY SERVICES, LLC

CRD#: 125648 / SEC#: 801-62147

RIA

Registered Investment Advisory firm - (6/20/2003 Approved)

New York

Registered Investment Advisory firm - (6/20/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

80 State Street, Albany, NY 12207

Mailing Address

Phone number

(518) 426-5791

Established

Firm type

Fiscal year end

# of Employees

49

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	4,419
AUM (Assets Under Management)	$ 905,367,391

Red Flags

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Firm Stability Insights

Harold E. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Edward Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

PKS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/2007

Series 63

Date: 11/8/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/24/2001

FINRA

Current Firm

PKS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PKS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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