Kahlil Adam
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kahlil Adam, who also goes by Adam Kahlil, was a registered financial professional .
Kahlil is a previously registered financial professional and started their career in finance in 2001. Kahlil had worked at 5 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2024 - March 18, 2026
ITAU BBA USA SECURITIES, INC.
February 19, 2021 - July 1, 2024
ITAU INTERNATIONAL SECURITIES INC.
May 29, 2018 - April 2, 2019
ITAU INTERNATIONAL SECURITIES INC.
April 20, 2018 - April 2, 2019
ITAU INTERNATIONAL SECURITIES INC.
August 29, 2011 - September 5, 2017
ITAU BBA USA SECURITIES, INC.
September 24, 2007 - April 28, 2011
SANTANDER INVESTMENT SECURITIES INC.
August 14, 2007 - September 26, 2007
SANTANDER SECURITIES LLC
October 4, 2001 - October 18, 2001
GOLDMAN SACHS & CO. LLC
Primary Firm SEC Registration
ITAU BBA USA SECURITIES, INC.
CRD#: 118817 / SEC#: 801-128491, 8-53702
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ITAU BBA USA SECURITIES, INC.
CRD#: 118817 / SEC#: 801-128491, 8-53702
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITB HOLDING BRASIL PARTICIPAÇÕES LTD | DIRECT OWNER | |
| DUKES, MATTHEW GARDNER | EXECUTIVE REPRESENTATIVE | 4830845 |
| GLYNN, MICHAEL GERARD | FINOP | 3219445 |
| GOODALL, KENNETH RAY | CHIEF COMPLIANCE OFFICER | 2682569 |
| LINNET, LEONARD BRUNO | DIRECTOR | 4400967 |
| MCCLANAN, JULIA CHEN | DIRECTOR | 4591590 |
| WILBERG, FELIPE WEIL | DIRECTOR | 2568663 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
