Randall Heath Morris
CFP®Professional Summary
Randall Heath Morris, CFP®, who also goes by R Heath Morris, Randall H Morris, is a registered financial advisor currently at ONEASCENT WEALTH MANAGEMENT located in Birmingham, Alabama and ONEASCENT FAMILY OFFICES located in Birmingham, Alabama. Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Randall has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
R Heath Morris, Randall H Morris
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NEW CITY FAMILY OFFICE | ONEASCENT FAMILY OFFICES | ONEASCENT FAMILY OFFICE LLC | ONEASCENT FAMILY OFFICE
Contact Information
Main Address
100 Grandview Place Suite 200, Birmingham, AL 35243Phone Number
(205) 313-9142# of Employees
14SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
292AUM (Assets Under Management)
$544,486,722Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NEW CITY FAMILY OFFICE | ONEASCENT FAMILY OFFICES | ONEASCENT FAMILY OFFICE LLC | ONEASCENT FAMILY OFFICE
State Registrations and Notice Filings
(7/10/2020)
(7/13/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Randall Heath Morris's CRS (Customer Relationship Summary).
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