Randall H. Morris

ONEASCENT WEALTH MANAGEMENT

Birmingham, AL 35242

Some features on this profile are disabled

CRD#: 4437994

Professional summary

Randall Heath Morris, CFP®, who also goes by R Heath Morris, Randall H Morris, is a registered financial advisor currently at ONEASCENT WEALTH MANAGEMENT located in Birmingham, Alabama and ONEASCENT FAMILY OFFICES located in Birmingham, Alabama.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Randall has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

R Heath Morris | Randall H Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WESTMINSTER SCHOOL AT OAK MOUNTAIN PRESBYTERIAN CHURCH POSITION: BOARD OF DIRECTORS NATURE: PRIVATE SCHOOL INVESTMENT RELATED: NO NUMBER OF HOURS: 6 INVESTMENT RELATED HOURS: 0 START DATE: 02/01/2013 ADDRESS: 5080 CAHABA VALLEY TRACE, BIRMINGHAM AL 35242 DESCRIPTION: BOARD MEMBER TO SERVE A 6 YEAR TERM BEGINNING FEB. 1, 2013,AND PROVIDE GUIDANCE COUNSEL AND DIRECTION TO THE HEADMASTER OF SCHOOL., I DO NOT HAVE SPECIFIC DUTIES AT THIS TIME BUT AM BEING ASKED TO SERVE TO FULFILL BYLAW REQUIREMENTS,OF OUR CHURCH. RANDALL H. & NIKKI M. MORRIS POSITION: LANDLORD NATURE: RESIDENTIAL RENTAL PROPERTY INVESTMENT RELATED: NO NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 10/01/2009 ADDRESS: 5509 CEDARSHED COVE, BIRMINGHAM AL 35242 DESCRIPTION: COLLECTION OF RENT, HOME MAINTENANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Heath Morris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

July 10, 2020 - Present

ONEASCENT WEALTH MANAGEMENT

Office #1: 23 Inverness Center Parkway, Birmingham, AL 35242

RIA

CRD#: 308057

Birmingham, AL

Current

August 12, 2025 - Present

ONEASCENT FAMILY OFFICES

Office #1: 23 Inverness Center Parkway, Birmingham, AL 35242

RIA

CRD#: 323305

Birmingham, AL

Past

January 8, 2019 - July 16, 2020

ONEASCENT FINANCIAL SERVICES LLC

RIA

CRD#: 284549

BIRMINGHAM, AL

Past

February 9, 2010 - December 26, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

BIRMINGHAM, AL

Past

February 9, 2010 - December 26, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

January 7, 2008 - December 31, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BIRMINGHAM, AL

Past

September 20, 2007 - December 31, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BIRMINGHAM, AL

Past

October 4, 2001 - January 11, 2005

SOUTHTRUST SECURITIES, LLC

CRD#: 17922

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ONEASCENT WEALTH MANAGEMENT

ONEASCENT WEALTH MANAGEMENT | SOVEREIGN FAMILY OFFICE | ONEASCENT WEALTH MANAGEMENT LLC

CRD#: 308057 / SEC#: 801-118682

RIA

Registered Investment Advisory firm - (5/11/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/10/2020)

IAR

Florida
(7/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/26/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/2007

General Securities Representative Examination

Current Firm

ONEASCENT WEALTH MANAGEMENT

ONEASCENT WEALTH MANAGEMENT | SOVEREIGN FAMILY OFFICE | ONEASCENT WEALTH MANAGEMENT LLC

CRD#: 308057 / SEC#: 801-118682

RIA

Registered Investment Advisory firm - (5/11/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

23 Inverness Center Parkway, Birmingham, AL 35242

Mailing Address

Phone number

(205) 313-9142

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OAWM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	2,138
AUM (Assets Under Management)	$ 431,684,302

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Martin Wheeler

OSAIC WEALTH, INC.

IAR

Birmingham, AL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Randall H. Morris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Heath Morris's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEASCENT FAMILY OFFICES

ONEASCENT FINANCIAL SERVICES LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

SOUTHTRUST SECURITIES, LLC

Primary Firm SEC Registration

ONEASCENT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2008

Series 63

Date: 12/26/2001

SIE

Date: 10/1/2018

Series 7

Date: 9/19/2007

Current Firm

ONEASCENT WEALTH MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ONEASCENT WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors