Susan F. Steiner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Francesca Steiner, who also goes by Susan Francesca Rowat, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2001. Susan had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2011 - December 7, 2015
STEINER ADVISORY SERVICES, LLC
January 23, 2009 - September 19, 2011
SECURITIES AMERICA ADVISORS, INC.
January 23, 2009 - September 19, 2011
SECURITIES AMERICA, INC.
November 29, 2002 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
March 15, 2002 - January 23, 2009
BRECEK & YOUNG ADVISORS, INC.
December 6, 2001 - January 10, 2002
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STEINER ADVISORY SERVICES, LLC
CRD#: 158976 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
